Compliance Officer

This is a 12 months contract located in Toronto, Ontario. ACCOUNTABILITIES: • Executing various Monitoring and Surveillance activities designed to identify trends of non-compliance with applicable regulatory requirements. • Develop and maintain surveillance applications by ensuring all the logic and parameters within the tools are up to date. • Clearly communicating noted exceptions to business unit management, and summarizing findings and enhancement opportunities for Senior Manager review. • …

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  • Posted: Monday, 08 July 2019 -

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